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SEC Filings

10-Q
ACETO CORP filed this Form 10-Q on 11/03/2017
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Item 5.Other Information

 

As previously announced, the Company has undergone certain management changes recently. Specifically:

 

  • On September 27, 2017, Salvatore Guccione, then the President and Chief Executive Officer of the Company, notified the Company of his decision to resign from the Company’s Board of Directors (the “Board”) effective immediately, and the Board met and accepted his resignation.  In addition, on September 27, 2017, Mr. Guccione and the Company mutually agreed that he would resign from his positions as President and Chief Executive Officer of the Company effective as of September 27, 2017.  Additional information regarding this matter was disclosed in the Company’s Current Report on Form 8-K dated September 27, 2017 and is referenced in Item 2 of Part 1 of this Quarterly Report on Form 10-Q.

 

  • On September 27, 2017, the Board appointed William C. Kennally, III, age 61, President and Chief Executive Officer of the Company effective as of October 2, 2017. Mr. Kennally continues to serve in his role as a member of the Board. Additional information regarding this matter was disclosed in the Company’s Current Report on Form 8-K dated September 27, 2017 and in an amendment to that report filed by the Company on October 17, 2017.

 

  • On October 26, 2017, Douglas Roth, the Company’s Senior Vice President and Chief Financial Officer, notified the Company that he will retire from his role as Senior Vice President and Chief Financial Officer, effective March 31, 2018. On the following day, Fran Scally the Company’s Vice President, Financial Reporting, Compliance and Risk, was designated to serve as chief accounting officer of the Company, effective immediately. These matters were referenced in the Company’s Current Report on Form 8-K dated October 27, 2017.

 

Item 6.Exhibits

 

 

10.1Separation Agreement by and between Aceto Corporation and Salvatore Guccione (incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K dated September 27, 2017).

 

15.1Letter from BDO USA, LLP regarding unaudited interim financial information

 

31.1Certifications of Principal Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

31.2Certifications of Principal Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

32.1*Certifications of Chief Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

32.2*Certifications of Chief Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

101.INSXBRL Instance Document

 

101.SCHXBRL Taxonomy Extension Schema Document

 

101.CALXBRL Taxonomy Extension Calculation Linkbase Document

 

101.DEFXBRL Taxonomy Extension Definition Linkbase Document

 

101.LABXBRL Taxonomy Extension Label Linkbase Document

 

101.PREXBRL Taxonomy Extension Presentation Linkbase Document

 

*Furnished, not filed

 

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